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Theories of Personality

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ELEVENTH EDITION

Theories of Personality

Australia • Brazil • Mexico • Singapore • United Kingdom • United States

DUANE P . SCHULTZ
University of South Florida

SYDNEY ELLEN SCHULTZ

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Theories of Personality, Eleventh Edition
Duane P. Schultz and
Sydney Ellen Schultz

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brief Contents

Preface xiii

CHAPTER 1 Personality: What It Is and Why You Should Care 1

The Psychoanalytic Approach 35

CHAPTER 2 Sigmund Freud: Psychoanalysis 37

The Neo-psychoanalytic Approach 79

CHAPTER 3 Carl Jung: Analytical Psychology 81

CHAPTER 4 Alfred Adler: Individual Psychology 108

CHAPTER 5 Karen Horney: Neurotic Needs and Trends 135

The Life-Span Approach 157

CHAPTER 6 Erik Erikson: Identity Theory 159

The Genetics Approach 191

CHAPTER 7 Gordon Allport: Motivation and Personality 193

CHAPTER 8 Raymond Cattell, Hans Eysenck, the Five-Factor Theory, HEXACO,
and the Dark Triad 213

The Humanistic Approach 245

CHAPTER 9 Abraham Maslow: Needs-Hierarchy Theory 247

CHAPTER 10 Carl Rogers: Self-Actualization Theory 271

The Cognitive Approach 291

CHAPTER 11 George Kelly: Personal Construct Theory 293

The Behavioral Approach 315

CHAPTER 12 B. F. Skinner: Reinforcement Theory 317

The Social-Learning Approach 339

CHAPTER 13 Albert Bandura: Modeling Theory 341

v

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The Limited-Domain Approach 369

CHAPTER 14 Facets of Personality: Taking Control, Taking Chances, and Finding
Happiness 371

CHAPTER 15 Personality in Perspective 407

Glossary 419
References 425
Author Index 475
Subject Index 492

vi Brief Contents

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contents

Preface xiii

CHAPTER 1 Personality: What It Is and Why You Should Care 1

Take a Look at the Word 1

Research in the Study of Personality 24

The Role of Theory in Personality Theories 29

Questions about Human Nature: What Are We Like? 31

Chapter Summary 33

Review Questions 33

Suggested Readings 34

The Psychoanalytic Approach 35

CHAPTER 2 Sigmund Freud: Psychoanalysis 37

The Life of Freud (1856–1939) 38

Freud Comes to America 42

The Final Years 42

Instincts: The Propelling Forces of the Personality 43

The Levels of Personality 44

The Structure of Personality 45

Anxiety: A Threat to the Ego 47

Defenses against Anxiety 49

Psychosexual Stages of Personality Development 51

Questions about Human Nature 57

Assessment in Freud’s Theory 58

Criticisms of Freud’s Research 60

Extensions of Freudian Theory 73

Reflections on Freud’s Theory 74

Chapter Summary 76

Review Questions 77

Suggested Readings 78

The Neo-psychoanalytic Approach 79

CHAPTER 3 Carl Jung: Analytical Psychology 81

The Life of Jung (1875–1961) 82

Psychic Energy: The Basis of Jung’s System 86

Aspects of Personality 87

The Development of the Personality 93

Questions about Human Nature 96

vii

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Assessment in Jung’s Theory 97

Research on Jung’s Theory 100

Reflections on Jung’s Theory 105

Chapter Summary 106

Review Questions 106

Suggested Readings 107

CHAPTER 4 Alfred Adler: Individual Psychology 108

The Life of Adler (1870–1937) 109

Inferiority Feelings: The Source of All Human Striving 111

Striving for Superiority, or Perfection 113

The Style of Life 114

Social Interest 116

Birth Order 117

Questions about Human Nature 120

Assessment in Adler’s Theory 120

Research on Adler’s Theory 123

Reflections on Adler’s Theory 130

Chapter Summary 133

Review Questions 133

Suggested Readings 134

CHAPTER 5 Karen Horney: Neurotic Needs and Trends 135

The Life of Horney (1885–1952) 136

The Childhood Need for Safety and Security 139

Basic Anxiety: The Foundation of Neurosis 140

Neurotic Needs 141

The Idealized Self-Image 145

Feminine Psychology 146

Questions about Human Nature 149

Assessment in Horney’s Theory 150

Research on Horney’s Theory 151

Reflections on Horney’s Theory 153

Chapter Summary 154

Review Questions 155

Suggested Readings 155

The Life-Span Approach 157

CHAPTER 6 Erik Erikson: Identity Theory 159

The Life of Erikson (1902–1994) 160

Psychosocial Stages of Personality Development 162

Basic Weaknesses 170

Questions about Human Nature 170

Assessment in Erikson’s Theory 171

Research on Erikson’s Theory 172

viii Contents

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Reflections on Erikson’s Theory 188

Chapter Summary 189

Review Questions 189

Suggested Readings 190

The Genetics Approach 191

CHAPTER 7 Gordon Allport: Motivation and Personality 193

Allport Brings Personality into the Classroom and the Psychology Lab 193

The Life of Allport (1897–1967) 194

The Nature of Personality 196

Personality Traits 197

Motivation: What We Strive for 198

Personality Development in Childhood: The Unique Self 200

The Healthy Adult Personality 202

Questions about Human Nature 203

Assessment in Allport’s Theory 204

Research on Allport’s Theory 205

Reflections on Allport’s Theory 210

Chapter Summary 211

Review Questions 211

Suggested Readings 212

CHAPTER 8 Raymond Cattell, Hans Eysenck, the Five-Factor Theory, HEXACO,
and the Dark Triad 213

Predicting Behavior 214

The Life of Cattell (1905–1998) 214

Cattell’s Approach to Personality Traits 216

Source Traits: The Basic Factors of Personality 218

Dynamic Traits: The Motivating Forces 219

Stages of Personality Development 219

Questions about Human Nature 221

Assessment in Cattell’s Theory 222

Research on Cattell’s Theory 223

Reflections on Cattell’s Theory 225

Behavioral Genetics 226

Hans Eysenck (1916–1997) 226

The Dimensions of Personality 226

Robert McCrae and Paul Costa: The Five-Factor Model 230

Michael Ashton and Kibeom Lee: HEXACO: The Six-Factor Model 239

Delroy Paulhus and Kevin Williams: The Dark Triad of
Personality 240

Personality Traits and the Internet 241

Reflections on the Trait Approach 242

Chapter Summary 242

Contents ix

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Review Questions 243

Suggested Readings 243

The Humanistic Approach 245

CHAPTER 9 Abraham Maslow: Needs-Hierarchy Theory 247

The Life of Maslow (1908–1970) 248

Personality Development: The Hierarchy of Needs 250

The Study of Self-Actualizers 255

Questions about Human Nature 260

Assessment in Maslow’s Theory 261

Research on Maslow’s Theory 262

Reflections on Maslow’s Theory 238

Chapter Summary 239

Review Questions 270

Suggested Readings 270

CHAPTER 10 Carl Rogers: Self-Actualization Theory 271

The Life of Rogers (1902–1987) 272

The Self and the Tendency toward Actualization 274

The Experiential World 276

The Development of the Self in Childhood 276

Characteristics of Fully Functioning Persons 279

Questions about Human Nature 281

Assessment in Rogers’s Theory 282

Research on Rogers’s Theory 283

Reflections on Rogers’s Theory 288

Chapter Summary 289

Review Questions 289

Suggested Readings 290

The Cognitive Approach 291

CHAPTER 11 George Kelly: Personal Construct Theory 293

The Cognitive Movement in Psychology 293

The Life of Kelly (1905–1967) 295

Personal Construct Theory 297

Ways of Anticipating Life Events 398

Questions about Human Nature 304

Assessment in Kelly’s Theory 304

Research on Kelly’s Theory 308

Reflections on Kelly’s Theory 312

Chapter Summary 313

Review Questions 313

Suggested Readings 314

x Contents

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The Behavioral Approach 315

CHAPTER 12 B. F. Skinner: Reinforcement Theory 317

Rats, Pigeons, and an Empty Organism 317

The Life of Skinner (1904–1990) 318

Reinforcement: The Basis of Behavior 321

Operant Conditioning and the Skinner Box 323

Schedules of Reinforcement 324

The Shaping of Behavior 326

Superstitious Behavior 328

The Self-Control of Behavior 329

Applications of Operant Conditioning 330

Questions about Human Nature 332

Assessment in Skinner’s Theory 333

Research on Skinner’s Theory 334

Reflections on Skinner’s Theory 335

Chapter Summary 337

Review Questions 337

Suggested Readings 338

The Social-Learning Approach 339

CHAPTER 13 Albert Bandura: Modeling Theory 341

The Life of Bandura (1925–) 342

Modeling: The Basis of Observational Learning 343

The Processes of Observational Learning 348

Self-Reinforcement and Self-Efficacy 350

Developmental Stages of Self-Efficacy 353

Behavior Modification 354

Questions about Human Nature 357

Assessment in Bandura’s Theory 357

Research on Bandura’s Theory 357

Reflections on Bandura’s Theory 366

Chapter Summary 367

Review Questions 368

Suggested Readings 368

The Limited-Domain Approach 369

CHAPTER 14 Facets of Personality: Taking Control, Taking Chances, and Finding
Happiness 371

Julian Rotter: Locus of Control 372

Marvin Zuckerman: Sensation Seeking 378

Martin E. P. Seligman: Learned Helplessness and the Optimistic/Pessimistic
Explanatory Style 385

Contents xi

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Martin Seligman: Positive Psychology 395

Chapter Summary 404

Review Questions 405

Suggested Readings 405

CHAPTER 15 Personality in Perspective 407

The Genetic Factor 407

The Environmental Factor 408

The Learning Factor 410

The Parental Factor 411

The Developmental Factor 413

The Consciousness Factor 416

The Unconscious Factor 416

Final Comment 417

Review Questions 417

Glossary 419
References 425
Author Index 475
Subject Index 492

xii Contents

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preface to the Eleventh Edition

Each edition of a textbook must be as vital, dynamic, and responsive to change as the
field it covers. To remain an effective teaching instrument, it must reflect the develop-
ment of the field and continue to challenge its readers. We have seen the focus of per-
sonality study shift from global theories, beginning with Sigmund Freud’s 19th-century
psychoanalytic theory of neuroses, to 21st-century explorations of more limited person-
ality facets or dimensions. And we have seen the basis of personality exploration change
from case studies of emotionally disturbed persons to more scientifically based research
with diverse populations. Contemporary work in the field reflects differences in gender,
age, and sexual orientation as well as ethnic, racial, religious, and cultural heritage.

New and Expanded Coverage

New biographical material has been included for the theorists, to suggest how the devel-
opment of their theory may have been influenced by events in their personal and profes-
sional lives. This approach shows students that the development of science through
theory and research is not always totally objective. It may also derive from intuition
and personal experience later refined and extended by more rational, analytic processes.
Social and cultural influences on the theorists’ beliefs about human nature are also
described.

The sections on personality research have been updated with nearly 400 new refer-
ences to maintain the emphasis on current issues. Research findings have been summa-
rized throughout the text in “Highlights” boxes; this feature presents bullet point lists to
help the student organize and compare the results of research studies.

Some of the topics with new and expanded coverage include the following:

• Do we present our true selves on social media? How does the use of social media
influence our personality? How does our personality influence our use of social
media? Do selfies show the real you?

• Updated work on the MMPI, the Rorschach, and the Thematic Apperception Test.
• The Mechanical Turk—a new way to conduct personality research online.
• New findings on the Freudian concepts of ego resilience, the Oedipus complex, and

defense mechanisms. New findings on dreams, and the use of computers to interpret
dreams.

• Social companion robots to facilitate psychoanalysis.
• Research on Jung’s Psychological Types conducted in Arab cultures.
• Post-traumatic stress disorder (PTSD) as a result of neglect in childhood.
• New findings on Adler’s concept of birth order.
• Over 30 new studies on Erikson’s concepts of ego identity, gender preference, virtual

ethnic identity, gender differences in toy preferences, and his stages of development.
• Cultural differences from Allport’s work extended to the facial expression of

emotions.
• More on the five-factor model of personality and the Dark Triad—an approach that

includes narcissism, machiavellianism, and psychopathy.
• The Smartphone Basic Needs Scale—a self-report inventory designed to measure

how Maslow’s hierarchy of needs can be satisfied by smartphone use.

xiii

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.

• New research findings on self-efficacy and locus of control.
• Techniques to measure sensation seeking. The relationship between sensation seek-

ing and cyberbullying.
• More on Seligman’s life and his development of positive psychology. Defining and

finding happiness. The concept of flourishing. And how learned helplessness was
used in developing techniques of torture in the war on terror.

Organization of the Text

The eleventh edition of Theories of Personality retains its orientation toward undergrad-
uate students who have had little previous exposure to personality theories. Our purpose
is to reach out to beginning students and ease their task of learning about the study of
personality. We have chosen theorists who represent psychoanalytic, neopsychoanalytic,
lifespan, genetics, humanistic, cognitive, behavioral, and social-learning approaches, as
well as clinical and experimental work. The concluding chapter reviews these perspec-
tives that describe personality development and suggests ways to help students draw con-
clusions and achieve closure from their studies.

Each theory in the text is discussed as a unit. Although we recognize the value of an
issues or problems approach that compares theories on specific points, we believe that the
issues-oriented book is more appropriate for higher-level students. The theories-oriented
text makes it easier for beginning students to grasp a theory’s essential concepts and overall
flavor. We try to present each theory clearly, to convey its most important ideas, assump-
tions, definitions, and methods. We discuss each theorist’s methods of assessment and
empirical research and offer evaluations and reflections. Except for placing Freud first in
recognition of his chronological priority, we have not arranged the theories in order of per-
ceived importance. Each theory is placed in the perspective of competing viewpoints.

A Note on Diversity

The first person to propose a comprehensive theory of the human personality was Sig-
mund Freud, a 19th-century clinical neurologist who formulated his ideas while treating
patients in Vienna, Austria. His work, called psychoanalysis, was based largely on ses-
sions with wealthy White European women who came to him complaining of emotional
distress and disturbing thoughts and behaviors. From his observations of their progress,
or lack of it, he offered a theory to explain everyone’s personality. Freud’s system was
important for the concepts he proposed—many of which are now part of popular
culture—as well as for the opposition he provoked, inspiring other theorists to examine
and promote their own ideas to explain personality.

Today, personality theorists and researchers recognize that an explanation based on a
small, homogeneous segment of the population cannot be applied to the diverse groups
of people sharing space in our world. The situation is similar in medicine. Medical
researchers recognize, for example, that some medications and treatments appropriate
for young adults are not suitable for children or elderly people. Diseases prevalent in
certain ethnic groups are rare in others, requiring differences in medical screening and
testing for diverse populations. Contemporary personality theory strives to be inclusive,
studying the influences of age, gender, race, ethnic origin, religious beliefs, sexual orien-
tation, and child-rearing practices. We see examples of this diversity throughout the text.

xiv Preface to the Eleventh Edition

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Features

For the student, we offer chapter outlines, summaries, research highlights, review ques-
tions, annotated reading lists, margin glossary terms, a cumulative glossary, tables and
figures, a reference list, and referrals to relevant Web sites.

For instructors, the instructor’s manual with test bank has been thoroughly revised
and offers lecture outlines, ideas for class discussion, projects, useful web links, and test
items. The test bank is available in digital formats. PowerPoint Lecture Slides and elec-
tronic transparencies are available on eBank. The transparencies feature select figures
and tables from the text loaded into Microsoft PowerPoint. Contact your local sales rep-
resentative for details.

Duane P. Schultz
Sydney Ellen Schultz

Preface to the Eleventh Edition xv

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.

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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.

chapter 1
Personality: What It Is and
Why You Should Care
Take a Look at the Word
Everybody Has One
Describing Your Personality
How Does Personality Develop?
Ways of Looking at Personality
How Others See Us
Stable and Predictable Characteristics
Unique Characteristics

Personality and the Social Media
Are You the Same Person Online?
How Does the Social Media Influence Our

Personality?
How Does Our Personality Influence Our Use of

Social Media?

The Role of Race and Gender in Shaping

Personality

The Role of Culture in Shaping

Personality
Different Cultural Beliefs about Destiny
Individualism
Child-Rearing Practices
Self-Enhancement
A Diversity of Cultures

Assessing Your Personality
The Concepts of Reliability and Validity
Self-Report Personality Tests
Online Test Administration
Projective Techniques
Clinical Interviews

Behavioral Assessment
Thought and Experience Assessment
Gender and Ethnic Issues That Affect

Assessment

Research in the Study of Personality
The Clinical Method
The Experimental Method
Virtual Research
The Correlational Method

The Role of Theory in Personality

Theories
The Autobiographical Nature of Personality

Theories

Questions about Human Nature:

What Are We Like?
Are We in Charge of Our Lives? Free Will versus

Determinism
What Dominates Us? Our Inherited Nature or

Our Nurturing Environment?
Are We Dependent or Independent of

Childhood?
Is Human Nature Unique or Universal?
Our Life Goals: Satisfaction or Growth?
Our Outlook: Optimism or Pessi

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